【DB笔试面试598】在Oracle中，如何得到真实的执行计划？
作者：互联网
♣题目 部分
在Oracle中，如何得到真实的执行计划？
♣答案部分
在Oracle数据库中判断得到的执行计划是否准确，就是看目标SQL是否被真正执行过，真正执行过的SQL所对应的执行计划就是准确的，反之则有可能不准，因此，通过10046事件及如下的几种方式得到的执行计划是最准确的，而从其它方式获取到的执行计划都有可能不准确。
1SELECT * FROM TABLE(DBMS_XPLAN.DISPLAY_CURSOR(NULL, NULL, 'ADVANCED ALLSTATS'));2SELECT * FROM TABLE(DBMS_XPLAN.DISPLAY_CURSOR('sql_id/hash_value',CHILD_CURSOR_NUMBER, 'ADVANCED ALLSTATS'));3SELECT * FROM TABLE(DBMS_XPLAN.DISPLAY_AWR('sql_id'));SELECT * FROM TABLE(DBMS_XPLAN.DISPLAY_CURSOR(NULL, NULL, 'ADVANCED ALLSTATS'));
2SELECT * FROM TABLE(DBMS_XPLAN.DISPLAY_CURSOR('sql_id/hash_value',CHILD_CURSOR_NUMBER, 'ADVANCED ALLSTATS'));
3SELECT * FROM TABLE(DBMS_XPLAN.DISPLAY_AWR('sql_id'));
这里需要注意的是，虽然SQL*Plus的AUTOTRACE功能有部分是真实执行了SQL语句的（例如所有DML语句），但是，由于该命令所显示的执行计划来源于调用EXPLAIN PLAN命令，所以，其得到的执行计划依然可能不准确（特别是在使用了绑定变量的情况下）。那么，为什么EXPLAIN PLAN命令里显示的预估执行计划与该SQL真实的执行计划不一样呢？原因有多个方面，常见的情况包括以下几个方面：
① 绑定变量窥视（Bind Peeking）：EXPLAIN PLAN里不会进行绑定变量窥视，但是Runtime Plan里会进行绑定变量窥视，所以，如果发生这种情况，那么会使这两个执行计划产生差异。
② 隐式转换：Explain Plan里不会考虑绑定变量的类型，但是Runtime Plan里会考虑类型，从而有可能会根据绑定变量的类型出现隐式转换，所以谓词（Predicate）会发生变化，使得执行计划也会产生差异。
③ 优化器参数：执行Explain Plan的Session与Runtime Plan的Session不是同一个。如果各个Session之间存在优化器参数差异，那么执行计划也会产生差异。
④ 统计信息收集参数：Explain Plan始终是用最新的统计信息产生执行计划，但是，Runtime Plan不一定会用最新的统计信息。因此也会产生执行计划差异。在收集统计信息时，一个与缓存的游标是否失效的很重要的参数为NO_INVALIDATE。在重新收集统计信息时，可以指定NO_INVALIDATE选项。该选项有TRUE、FALSE和DBMS_STATS.AUTO_INVALIDATE这3个值。如果取值为TRUE，那么表示收集统计信息后不进行游标失效动作，原有的Shared Cursor保持原有状态。如果取值为FALSE，那么表示将统计信息对象相关的所有Cursor全部失效，目标SQL语句在下次执行时就会使用硬解析。如果设置为AUTO_INVALIDATE，那么Oracle自己决定Shared Cursor失效动作，当SQL再次执行时间距离上次收集统计信息的时间超过5小时（隐含参数“_OPTIMIZER_INVALIDATION_PERIOD”决定）则对SQL重新做硬解析。AUTO_INVALIDATE为默认选项。有些DBA在收集统计信息时，没有使用NO_INVALIDATE=>FALSE选项，所以，即使收集了统计信息，执行计划也不会立即改变。可以在表级别设置让所有依赖于该表的游标不失效，设置方法为：
1EXEC DBMS_STATS.SET_TABLE_PREFS('SH','SALES','NO_INVALIDATE','TRUE');--在收集SH.SALES表上的统计信息时，让所有依赖于该表的游标不失效--在收集SH.SALES表上的统计信息时，让所有依赖于该表的游标不失效
实验一：
1CREATE TABLE TEST_EXPLAIN_LHR AS SELECT * FROM DBA_OBJECTS; 2INSERT INTO TEST_EXPLAIN_LHR SELECT * FROM TEST_EXPLAIN_LHR; 3COMMIT; 4SELECT COUNT(*) FROM TEST_EXPLAIN_LHR; 5 6CREATE INDEX IDX_OBJ_LHR ON TEST_EXPLAIN_LHR(OBJECT_ID); 7EXEC DBMS_STATS.GATHER_TABLE_STATS(USER,'test_explain_lhr',ESTIMATE_PERCENT => 100,CASCADE => TRUE); 8 9VAR X NUMBER;10VAR Y NUMBER;11EXEC :X := 0;12EXEC :Y := 100000;1314EXPLAIN PLAN FOR SELECT COUNT(*) FROM TEST_EXPLAIN_LHR T WHERE T.OBJECT_ID BETWEEN :X AND :Y ;1516SELECT * FROM TABLE(DBMS_XPLAN.DISPLAY);171819SET AUTOT ON20SELECT COUNT(*) FROM TEST_EXPLAIN_LHR T WHERE T.OBJECT_ID BETWEEN :X AND :Y ;2122SET AUTOT OFF23SELECT COUNT(*) FROM TEST_EXPLAIN_LHR T WHERE T.OBJECT_ID BETWEEN :X AND :Y ;24SELECT * FROM TABLE(DBMS_XPLAN.DISPLAY_CURSOR(NULL,NULL,'advanced'));CREATE TABLE TEST_EXPLAIN_LHR AS SELECT * FROM DBA_OBJECTS;
2INSERT INTO TEST_EXPLAIN_LHR SELECT * FROM TEST_EXPLAIN_LHR;
3COMMIT;
4SELECT COUNT(*) FROM TEST_EXPLAIN_LHR;
5
6CREATE INDEX IDX_OBJ_LHR ON TEST_EXPLAIN_LHR(OBJECT_ID);
7EXEC DBMS_STATS.GATHER_TABLE_STATS(USER,'test_explain_lhr',ESTIMATE_PERCENT => 100,CASCADE => TRUE);
8
9VAR X NUMBER;
10VAR Y NUMBER;
11EXEC :X := 0;
12EXEC :Y := 100000;
13
14EXPLAIN PLAN FOR SELECT COUNT(*) FROM TEST_EXPLAIN_LHR T WHERE T.OBJECT_ID BETWEEN :X AND :Y ;
15
16SELECT * FROM TABLE(DBMS_XPLAN.DISPLAY);
17
18
19SET AUTOT ON
20SELECT COUNT(*) FROM TEST_EXPLAIN_LHR T WHERE T.OBJECT_ID BETWEEN :X AND :Y ;
21
22SET AUTOT OFF
23SELECT COUNT(*) FROM TEST_EXPLAIN_LHR T WHERE T.OBJECT_ID BETWEEN :X AND :Y ;
24SELECT * FROM TABLE(DBMS_XPLAN.DISPLAY_CURSOR(NULL,NULL,'advanced'));
下面实验验证了使用EXPLAIN PLAN FOR和SET AUTOT ON方式获取到的执行计划都是不准确的：
1SYS@PROD1> clear scr 2SYS@PROD1> CREATE TABLE test_explain_lhr AS SELECT * FROM Dba_Objects; 3 4Table created. 5 6SYS@PROD1> INSERT INTO test_explain_lhr SELECT * FROM test_explain_lhr; 7 872503 rows created. 9 10SYS@PROD1> COMMIT; 11 12Commit complete. 13 14SYS@PROD1> SELECT COUNT(*) FROM test_explain_lhr; 15 16 COUNT(*) 17---------- 18 145006 19 20SYS@PROD1> CREATE INDEX idx_obj_lhr ON test_explain_lhr(object_id); 21 22Index created. 23 24SYS@PROD1> EXEC dbms_stats.gather_table_stats(USER,'test_explain_lhr',estimate_percent => 100,cascade => TRUE); 25 26PL/SQL procedure successfully completed. 27 28SYS@PROD1> VAR x NUMBER; 29SYS@PROD1> VAR y NUMBER; 30SYS@PROD1> EXEC :x := 0; 31 32PL/SQL procedure successfully completed. 33 34SYS@PROD1> EXEC :y := 100000; 35 36PL/SQL procedure successfully completed. 37 38SYS@PROD1> EXPLAIN PLAN FOR SELECT COUNT(*) FROM test_explain_lhr t WHERE t.object_id BETWEEN :x AND :y ; 39 40Explained. 41 42 43SYS@PROD1> set line 9999 44SYS@PROD1> SELECT * FROM TABLE(dbms_xplan.display); 45 46PLAN_TABLE_OUTPUT 47--------------------------------------------------------------------------------------------- 48Plan hash value: 3299589416 49 50---------------------------------------------------------------------------------- 51| Id | Operation | Name | Rows | Bytes | Cost (%CPU)| Time | 52---------------------------------------------------------------------------------- 53| 0 | SELECT STATEMENT | | 1 | 5 | 3 (0)| 00:00:01 | 54| 1 | SORT AGGREGATE | | 1 | 5 | | | 55|* 2 | FILTER | | | | | | 56|* 3 | INDEX RANGE SCAN| IDX_OBJ_LHR | 363 | 1815 | 3 (0)| 00:00:01 | 57---------------------------------------------------------------------------------- 58 59Predicate Information (identified by operation id): 60--------------------------------------------------- 61 62 2 - filter(TO_NUMBER(:X)<=TO_NUMBER(:Y)) 63 3 - access("T"."OBJECT_ID">=TO_NUMBER(:X) AND 64 "T"."OBJECT_ID"<=TO_NUMBER(:Y)) 65 6617 rows selected. 67 68SYS@PROD1> set autot on 69SYS@PROD1> SELECT COUNT(*) FROM test_explain_lhr t WHERE t.object_id BETWEEN :x AND :y ; 70 71 COUNT(*) 72---------- 73 145006 74 75 76Execution Plan 77---------------------------------------------------------- 78Plan hash value: 3299589416 79 80---------------------------------------------------------------------------------- 81| Id | Operation | Name | Rows | Bytes | Cost (%CPU)| Time | 82---------------------------------------------------------------------------------- 83| 0 | SELECT STATEMENT | | 1 | 5 | 3 (0)| 00:00:01 | 84| 1 | SORT AGGREGATE | | 1 | 5 | | | 85|* 2 | FILTER | | | | | | 86|* 3 | INDEX RANGE SCAN| IDX_OBJ_LHR | 363 | 1815 | 3 (0)| 00:00:01 | 87---------------------------------------------------------------------------------- 88 89Predicate Information (identified by operation id): 90--------------------------------------------------- 91 92 2 - filter(TO_NUMBER(:X)<=TO_NUMBER(:Y)) 93 3 - access("T"."OBJECT_ID">=TO_NUMBER(:X) AND 94 "T"."OBJECT_ID"<=TO_NUMBER(:Y)) 95 96 97Statistics 98---------------------------------------------------------- 99 1 recursive calls100 0 db block gets101 329 consistent gets102 0 physical reads103 0 redo size104 424 bytes sent via SQL*Net to client105 419 bytes received via SQL*Net from client106 2 SQL*Net roundtrips to/from client107 0 sorts (memory)108 0 sorts (disk)109 1 rows processed110111SYS@PROD1> SET AUTOT OFF112SYS@PROD1> SELECT COUNT(*) FROM test_explain_lhr t WHERE t.object_id BETWEEN :x AND :y ;113114 COUNT(*)115----------116 145006117118SYS@PROD1> SELECT * FROM TABLE(dbms_xplan.display_cursor(NULL,NULL,'advanced'));119120PLAN_TABLE_OUTPUT121----------------------------------------------------------------------------------------122SQL_ID 1r87sg98rdkuf, child number 0123-------------------------------------124SELECT COUNT(*) FROM test_explain_lhr t WHERE t.object_id BETWEEN :x125AND :y126127Plan hash value: 2428225634128129--------------------------------------------------------------------------------------130| Id | Operation | Name | Rows | Bytes | Cost (%CPU)| Time |131--------------------------------------------------------------------------------------132| 0 | SELECT STATEMENT | | | | 90 (100)| |133| 1 | SORT AGGREGATE | | 1 | 5 | | |134|* 2 | FILTER | | | | | |135|* 3 | INDEX FAST FULL SCAN| IDX_OBJ_LHR | 145K| 708K| 90 (2)| 00:00:02 |136--------------------------------------------------------------------------------------137138Query Block Name / Object Alias (identified by operation id):139-------------------------------------------------------------140141 1 - SEL$1142 3 - SEL$1 / T@SEL$1143144Outline Data145-------------146147 /*+148 BEGIN_OUTLINE_DATA149 IGNORE_OPTIM_EMBEDDED_HINTS150 OPTIMIZER_FEATURES_ENABLE('11.2.0.1')151 DB_VERSION('11.2.0.1')152 ALL_ROWS153 OUTLINE_LEAF(@"SEL$1")154 INDEX_FFS(@"SEL$1" "T"@"SEL$1" ("TEST_EXPLAIN_LHR"."OBJECT_ID"))155 END_OUTLINE_DATA156 */157158Peeked Binds (identified by position):159--------------------------------------160161 1 - :X (NUMBER): 0162 2 - :Y (NUMBER): 100000163164Predicate Information (identified by operation id):165---------------------------------------------------166167 2 - filter(:X<=:Y)168 3 - filter(("T"."OBJECT_ID">=:X AND "T"."OBJECT_ID"<=:Y))169170Column Projection Information (identified by operation id):171-----------------------------------------------------------172173 1 - (#keys=0) COUNT(*)[22]17417517653 rows selected.
2SYS@PROD1> CREATE TABLE test_explain_lhr AS SELECT * FROM Dba_Objects;
3
4Table created.
5
6SYS@PROD1> INSERT INTO test_explain_lhr SELECT * FROM test_explain_lhr;
7
872503 rows created.
9
10SYS@PROD1> COMMIT;
11
12Commit complete.
13
14SYS@PROD1> SELECT COUNT(*) FROM test_explain_lhr;
15
16 COUNT(*)
17----------
18 145006
19
20SYS@PROD1> CREATE INDEX idx_obj_lhr ON test_explain_lhr(object_id);
21
22Index created.
23
24SYS@PROD1> EXEC dbms_stats.gather_table_stats(USER,'test_explain_lhr',estimate_percent => 100,cascade => TRUE);
25
26PL/SQL procedure successfully completed.
27
28SYS@PROD1> VAR x NUMBER;
29SYS@PROD1> VAR y NUMBER;
30SYS@PROD1> EXEC :x := 0;
31
32PL/SQL procedure successfully completed.
33
34SYS@PROD1> EXEC :y := 100000;
35
36PL/SQL procedure successfully completed.
37
38SYS@PROD1> EXPLAIN PLAN FOR SELECT COUNT(*) FROM test_explain_lhr t WHERE t.object_id BETWEEN :x AND :y ;
39
40Explained.
41
42
43SYS@PROD1> set line 9999
44SYS@PROD1> SELECT * FROM TABLE(dbms_xplan.display);
45
46PLAN_TABLE_OUTPUT
47---------------------------------------------------------------------------------------------
48Plan hash value: 3299589416
49
50----------------------------------------------------------------------------------
51| Id | Operation | Name | Rows | Bytes | Cost (%CPU)| Time |
52----------------------------------------------------------------------------------
53| 0 | SELECT STATEMENT | | 1 | 5 | 3 (0)| 00:00:01 |
54| 1 | SORT AGGREGATE | | 1 | 5 | | |
55|* 2 | FILTER | | | | | |
56|* 3 | INDEX RANGE SCAN| IDX_OBJ_LHR | 363 | 1815 | 3 (0)| 00:00:01 |
57----------------------------------------------------------------------------------
58
59Predicate Information (identified by operation id):
60---------------------------------------------------
61
62 2 - filter(TO_NUMBER(:X)<=TO_NUMBER(:Y))
63 3 - access("T"."OBJECT_ID">=TO_NUMBER(:X) AND
64 "T"."OBJECT_ID"<=TO_NUMBER(:Y))
65
6617 rows selected.
67
68SYS@PROD1> set autot on
69SYS@PROD1> SELECT COUNT(*) FROM test_explain_lhr t WHERE t.object_id BETWEEN :x AND :y ;
70
71 COUNT(*)
72----------
73 145006
74
75
76Execution Plan
77----------------------------------------------------------
78Plan hash value: 3299589416
79
80----------------------------------------------------------------------------------
81| Id | Operation | Name | Rows | Bytes | Cost (%CPU)| Time |
82----------------------------------------------------------------------------------
83| 0 | SELECT STATEMENT | | 1 | 5 | 3 (0)| 00:00:01 |
84| 1 | SORT AGGREGATE | | 1 | 5 | | |
85|* 2 | FILTER | | | | | |
86|* 3 | INDEX RANGE SCAN| IDX_OBJ_LHR | 363 | 1815 | 3 (0)| 00:00:01 |
87----------------------------------------------------------------------------------
88
89Predicate Information (identified by operation id):
90---------------------------------------------------
91
92 2 - filter(TO_NUMBER(:X)<=TO_NUMBER(:Y))
93 3 - access("T"."OBJECT_ID">=TO_NUMBER(:X) AND
94 "T"."OBJECT_ID"<=TO_NUMBER(:Y))
95
96
97Statistics
98----------------------------------------------------------
99 1 recursive calls
100 0 db block gets
101 329 consistent gets
102 0 physical reads
103 0 redo size
104 424 bytes sent via SQL*Net to client
105 419 bytes received via SQL*Net from client
106 2 SQL*Net roundtrips to/from client
107 0 sorts (memory)
108 0 sorts (disk)
109 1 rows processed
110
111SYS@PROD1> SET AUTOT OFF
112SYS@PROD1> SELECT COUNT(*) FROM test_explain_lhr t WHERE t.object_id BETWEEN :x AND :y ;
113
114 COUNT(*)
115----------
116 145006
117
118SYS@PROD1> SELECT * FROM TABLE(dbms_xplan.display_cursor(NULL,NULL,'advanced'));
119
120PLAN_TABLE_OUTPUT
121----------------------------------------------------------------------------------------
122SQL_ID 1r87sg98rdkuf, child number 0
123-------------------------------------
124SELECT COUNT(*) FROM test_explain_lhr t WHERE t.object_id BETWEEN :x
125AND :y
126
127Plan hash value: 2428225634
128
129--------------------------------------------------------------------------------------
130| Id | Operation | Name | Rows | Bytes | Cost (%CPU)| Time |
131--------------------------------------------------------------------------------------
132| 0 | SELECT STATEMENT | | | | 90 (100)| |
133| 1 | SORT AGGREGATE | | 1 | 5 | | |
134|* 2 | FILTER | | | | | |
135|* 3 | INDEX FAST FULL SCAN| IDX_OBJ_LHR | 145K| 708K| 90 (2)| 00:00:02 |
136--------------------------------------------------------------------------------------
137
138Query Block Name / Object Alias (identified by operation id):
139-------------------------------------------------------------
140
141 1 - SEL$1
142 3 - SEL$1 / T@SEL$1
143
144Outline Data
145-------------
146
147 /*+
148 BEGIN_OUTLINE_DATA
149 IGNORE_OPTIM_EMBEDDED_HINTS
150 OPTIMIZER_FEATURES_ENABLE('11.2.0.1')
151 DB_VERSION('11.2.0.1')
152 ALL_ROWS
153 OUTLINE_LEAF(@"SEL$1")
154 INDEX_FFS(@"SEL$1" "T"@"SEL$1" ("TEST_EXPLAIN_LHR"."OBJECT_ID"))
155 END_OUTLINE_DATA
156 */
157
158Peeked Binds (identified by position):
159--------------------------------------
160
161 1 - :X (NUMBER): 0
162 2 - :Y (NUMBER): 100000
163
164Predicate Information (identified by operation id):
165---------------------------------------------------
166
167 2 - filter(:X<=:Y)
168 3 - filter(("T"."OBJECT_ID">=:X AND "T"."OBJECT_ID"<=:Y))
169
170Column Projection Information (identified by operation id):
171-----------------------------------------------------------
172
173 1 - (#keys=0) COUNT(*)[22]
174
175
17653 rows selected.
& 说明：
有关真实的执行计划的更多内容可以参考我的BLOG：http://blog.itpub.net/26736162/viewspace-2152884/
本文选自《Oracle程序员面试笔试宝典》，作者：李华荣。
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